Application Forms
- DIRECTORS AND KEY PERSONNEL FIT AND PROPER FORM Download
- FORM NO. 9 - NOTICE OF PLACE OF BUSINESS AND CHANGE OF PLACE AT WHICH REGISTER IS KEPT Download
- FORM NO. 8 - NOTICE OF PLACE AT WHICH REGISTER IS KEPT Download
- FORM NO. 6 - APPLICATION FOR RENEWAL OF REPRESENTATIVE'S LICENCE Download
- FORM NO. 5 - APPLICATION BY A COMPANY FOR DEALERS REPRESENTATIVE Download
- FORM NO. 4 - APPLICATION FOR RENEWAL OF A DEALERS LICENCE OR FOR INVESTMENT ADVISER'S LICENCE Download
- FORM NO. 3 - APPLICATION BY A COMPANY FOR AN INVESTMENT ADVISERS LICENCE Download
- FORM NO. 2 - APPLICATION BY AN INDIVIDUAL FOR INVESTMENT ADVISER'S LICENCE Download
- FORM NO. 1 - APPLICATION BY A COMPANY FOR NOMINATED ADVISOR Download
- FORM NO. 1 - APPLICATION BY A COMPANY FOR DEALERS LICENSE Download